Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
NEST Invest Limited
FRN 913207
- Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2025)
-
- SMF4 Chief Risk (8 Aug 2024 to 2 Jan 2025)
-
- SMF4 Chief Risk (8 Aug 2024 to 2 Jan 2025)
-
- [PRA CF] Significant risk taker or Material risk taker (20 Oct 2020 to 26 Apr 2021)
- [FCA CF] Manager of certification employee (20 Oct 2020 to 26 Apr 2021)
- [FCA CF] Material risk taker (20 Oct 2020 to 26 Apr 2021)
- [PRA CF] Managing a material risk taker (20 Oct 2020 to 26 Apr 2021)
-
- CF28 Systems and controls (16 Sep 2008 to 28 Sep 2009)
- CF10 Compliance Oversight (16 Sep 2008 to 17 Feb 2010)
- CF12 Actuarial (23 Dec 2004 to 14 Jan 2010)
- CF17 Significant Mgt (Other Business Operations) (16 Jan 2004 to 31 Dec 2004)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 16 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.