Date authorised
1 April 2013
Companies House
07805960
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    101 Wigmore Street
    London
    London
    W1U 1QU
    UNITED KINGDOM
    Phone
    +4408000480150
  • Complaints Contact

    101 Wigmore Street
    London
    London
    W1U 1QU
    UNITED KINGDOM
    Phone
    +4408000480150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George Kakavelakis

    IRN GXK00156

    • [FCA CF] Significant management (6 Oct 2022 to 31 Oct 2025)
  • Gregor Mark Preston

    IRN GXP21436

    • SMF3 Executive Director (23 Jul 2020 to 14 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Jan 2020 to 14 Jan 2022)
    • SMF16 Compliance Oversight (22 Jan 2020 to 14 Jan 2022)
  • Ian Wood

    IRN IXW01086

    • [FCA CF] Material risk taker (since 9 May 2024)
    • [FCA CF] Significant management (since 9 May 2024)
    • [FCA CF] Client dealing (since 9 May 2024)
  • India Alice Turnbull

    IRN IXT14308

    • CF30 Customer (26 Apr 2019 to 4 Oct 2019)
  • James Edward Peel

    IRN JXP14279

    • [FCA CF] Client dealing (24 Mar 2022 to 10 Nov 2024)
    • CF30 Customer (2 May 2019 to 8 Dec 2019)
  • Jane White

    IRN JXW00446

    • [FCA CF] CASS oversight function (since 7 Mar 2025)
  • John Edward Leiper

    IRN JEL01105

    • SMF3 Executive Director (29 Jan 2021 to 26 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Aug 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Aug 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Aug 2024)
    • CF30 Customer (1 Jun 2017 to 8 Dec 2019)
  • Jonah Sual Leon Levy

    IRN JXL13192

    • [FCA CF] Client dealing (24 Mar 2022 to 31 Dec 2023)
    • CF30 Customer (4 Apr 2019 to 8 Dec 2019)
  • Mark Bryan Hutson

    IRN MBH01014

    • [FCA CF] Client dealing (1 Jun 2023 to 19 Dec 2024)
  • Mark Livesey

    IRN MXL00501

    • [FCA CF] Client dealing (13 Jan 2023 to 19 Dec 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.