Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (4 Apr 2023 to 16 Aug 2024)
- SMF3 Executive Director (1 Jul 2022 to 26 Oct 2023)
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- SMF3 Executive Director (29 Jan 2021 to 26 Oct 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Aug 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Aug 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Aug 2024)
- CF30 Customer (1 Jun 2017 to 8 Dec 2019)
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- CF30 Customer (2 Dec 2013 to 6 Mar 2016)
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- CF30 Customer (6 Jul 2009 to 26 Oct 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.