Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tavistock Protect Limited
FRN 575993
- SMF16 Compliance Oversight (since 5 Jan 2024)
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Tavistock Asset Management Limited
FRN 955719
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Apr 2022)
- SMF3 Executive Director (since 5 Apr 2022)
- SMF16 Compliance Oversight (since 5 Apr 2022)
- Responsibility for MCD Intermediation (13 Oct 2021 to 13 Oct 2021)
- Responsible for Insurance Distribution (13 Oct 2021 to 13 Oct 2021)
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TAVISTOCK PARTNERS (UK) LTD
FRN 230342
- SMF16 Compliance Oversight (since 8 Mar 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Mar 2022)
- SMF3 Executive Director (since 8 Mar 2022)
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The Tavistock Partnership Limited
FRN 519014
- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Mar 2022)
- SMF16 Compliance Oversight (since 8 Mar 2022)
- SMF3 Executive Director (since 8 Mar 2022)
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Tavistock Private Client Limited
FRN 210782
- SMF16 Compliance Oversight (since 17 May 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 17 May 2021)
- SMF3 Executive Director (since 17 May 2021)
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- SMF3 Executive Director (8 Mar 2022 to 16 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Mar 2022 to 16 Dec 2024)
- SMF16 Compliance Oversight (8 Mar 2022 to 16 Dec 2024)
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- SMF3 Executive Director (23 Jul 2020 to 14 Jan 2022)
- SMF16 Compliance Oversight (22 Jan 2020 to 14 Jan 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (22 Jan 2020 to 14 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
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