Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 5 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Apr 2022)
    • SMF3 Executive Director (since 5 Apr 2022)
    • SMF16 Compliance Oversight (since 5 Apr 2022)
    • Responsibility for MCD Intermediation (13 Oct 2021 to 13 Oct 2021)
    • Responsible for Insurance Distribution (13 Oct 2021 to 13 Oct 2021)
    • SMF16 Compliance Oversight (since 8 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Mar 2022)
    • SMF3 Executive Director (since 8 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Mar 2022)
    • SMF16 Compliance Oversight (since 8 Mar 2022)
    • SMF3 Executive Director (since 8 Mar 2022)
    • SMF16 Compliance Oversight (since 17 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 May 2021)
    • SMF3 Executive Director (since 17 May 2021)
  • SALTUS WEALTH PARTNERSHIP LIMITED (no longer approved here)

    FRN 449607

    • SMF3 Executive Director (8 Mar 2022 to 16 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Mar 2022 to 16 Dec 2024)
    • SMF16 Compliance Oversight (8 Mar 2022 to 16 Dec 2024)
  • Titan Asset Management Ltd (no longer approved here)

    FRN 568089

    • SMF3 Executive Director (23 Jul 2020 to 14 Jan 2022)
    • SMF16 Compliance Oversight (22 Jan 2020 to 14 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Jan 2020 to 14 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

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