Tavistock Asset Management Limited

Date authorised
5 April 2022
Companies House
13216644
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Queens Square
    Ascot Business Park
    Lyndhurst Road
    Ascot
    SL5 9FE
    UNITED KINGDOM
    Phone
    +4401753867000
    Web
    https://www.tavistockinvestments.com/investment-management/

  • Complaints Contact

    1 Queens Square
    Ascot Business Park
    Lyndhurst Road
    Ascot
    SL5 9FE
    UNITED KINGDOM
    Phone
    +4401753867000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Scott Raven

    IRN BSR01024

    • SMF1 Chief Executive (since 5 Apr 2022)
  • Brian Kenneth Raven

    IRN BKR01008

    • SMF3 Executive Director (since 5 Apr 2022)
  • Gregor Mark Preston

    IRN GXP21436

    • SMF3 Executive Director (since 5 Apr 2022)
    • SMF16 Compliance Oversight (since 5 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Apr 2022)
    • Responsibility for MCD Intermediation (13 Oct 2021 to 13 Oct 2021)
    • Responsible for Insurance Distribution (13 Oct 2021 to 13 Oct 2021)
  • Johanna Martina Gabriela Rager-Badesha

    IRN JXR00673

    • SMF3 Executive Director (since 24 Mar 2023)
  • Oliver Charles Hewardine Cooke

    IRN OCC01007

    • SMF3 Executive Director (5 Apr 2022 to 13 Apr 2023)
  • Steven Malcolm McGregor

    IRN SMM01063

    • 14. Managing investments
    • [FCA CF] Client dealing (since 4 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 4 Jul 2022)
    • SMF3 Executive Director (since 5 Apr 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.