Steven Malcolm McGregor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tavistock Asset Management Limited
FRN 955719
- 14. Managing investments
- [FCA CF] Client dealing (since 4 Jul 2022)
- [FCA CF] Functions requiring qualifications (since 4 Jul 2022)
- SMF3 Executive Director (since 5 Apr 2022)
Tavistock Private Client Limited
FRN 210782
- 14. Managing investments
- [FCA CF] Client dealing (since 27 Jun 2022)
- [FCA CF] Functions requiring qualifications (since 23 Jun 2021)
- CF30 Customer (7 Jul 2010 to 8 Dec 2019)
Titan Asset Management Ltd (no longer approved here)
FRN 568089
- SMF3 Executive Director (16 Jan 2021 to 31 Aug 2021)
BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)
FRN 155595
- CF30 Customer (8 May 2008 to 1 Dec 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.