Tavistock Private Client Limited

• Principal Place of Business

  The Barn

  Downing Park

  Station Road

  Swaffham Bulbeck

  Cambridge

  Cambridgeshire

  CB25 0NW

  UNITED KINGDOM

  Phone

  +4401223869030

  Web

  https://www.tavistockinvestments.com

• Complaints Contact

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Vacalopoulos

  IRN AXV01495

  • CF1 Director (24 May 2017 to 30 Jul 2018)
• Alison Enid Jarvis

  IRN AXJ84870

  • [FCA CF] Client dealing (20 May 2022 to 1 Sep 2023)
  • [FCA CF] Functions requiring qualifications (20 May 2022 to 1 Sep 2023)
• Andrew Graham Ross

  IRN AGR01051

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 11. Pension transfer specialist
  • Appointed representative dealing with clients for which they require qualification (since 10 May 2023)
  • CF4 Partner (AR) (since 27 Mar 2023)
  • CF30 Customer (since 27 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (10 Dec 2007 to 8 Dec 2019)
• Andrew John Hulme

  IRN AJH01339

  • CF1 Director (22 Aug 2002 to 1 Apr 2007)
• Andrew Mark Fouracres

  IRN AMF00007

  • Responsibility for MCD Intermediation (15 Mar 2020 to 27 Jun 2022)
  • SMF3 Executive Director (9 Dec 2019 to 6 Nov 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Apr 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 8 Apr 2020)
  • CF1 Director (23 Sep 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Jul 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Jul 2017 to 8 Dec 2019)
• Anne-Marie Large

  IRN AXM02622

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 12 Sep 2023)
  • [FCA CF] Client dealing (since 12 Sep 2023)
• Anthony Robert DeMartino

  IRN ARD01125

  • CF11 Money Laundering Reporting (17 Aug 2007 to 8 Dec 2016)
• Barry Russell Rogers

  IRN BRR00001

  • CF10 Compliance Oversight (28 Jan 2009 to 29 Jul 2015)
  • CF30 Customer (1 Nov 2007 to 29 Jul 2015)
  • CF21 Investment Adviser (6 Jul 2007 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (22 May 2007 to 31 Oct 2007)
• Benjamin Scott Raven

  IRN BSR01024

  • Responsible for Insurance Distribution (since 24 Mar 2023)
  • SMF3 Executive Director (since 26 Aug 2020)
  • Responsibility for MCD Intermediation (24 Mar 2023 to 27 Mar 2025)
  • SMF1 Chief Executive (24 Mar 2023 to 27 Mar 2025)
• Brenda Winifred Durrant

  IRN BWD00003

  • CF30 Customer (16 Mar 2011 to 30 Nov 2012)

• Tavistock Select LLP

  FRN 991884 · Appointed 15 Feb 2023

• Tavistock Chater Allan LLP

  FRN 945082 · Appointed 16 Feb 2021

• The Law Society (no longer appointed)

  FRN 417501 · Appointed 4 Jun 2020 · Until 17 Dec 2020

• La Playa Wealth LLP (no longer appointed)

  FRN 504056 · Appointed 24 Jul 2009 · Until 1 Jan 2013

• Ashton KCJ Financial Planning LLP (no longer appointed)

  FRN 465217 · Appointed 13 Mar 2007 · Until 18 Aug 2015

• Price Bailey Private Client LLP (no longer appointed)

  FRN 465216 · Appointed 13 Mar 2007 · Until 25 May 2017

No changes recorded yet.