Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tavistock Private Client Limited
FRN 210782
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 12 Sep 2023)
- [FCA CF] Functions requiring qualifications (since 12 Sep 2023)
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LEBC Group Limited
FRN 760755
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 18 Mar 2023)
- [FCA CF] Functions requiring qualifications (since 18 Mar 2023)
- [FCA CF] Functions requiring qualifications (29 Jun 2021 to 18 Mar 2023)
- [FCA CF] Client dealing (29 Jun 2021 to 18 Mar 2023)
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- [FCA CF] Client dealing (9 Aug 2023 to 17 Aug 2023)
- [FCA CF] Functions requiring qualifications (9 Aug 2023 to 17 Aug 2023)
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- [FCA CF] Functions requiring qualifications (1 May 2021 to 31 May 2021)
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- CF30 Customer (19 Jan 2015 to 6 Mar 2016)
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- CF30 Customer (2 Oct 2012 to 6 Jan 2015)
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- Employed By (2 Oct 2012 to 6 Jan 2015)
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- CF30 Customer (11 Nov 2010 to 30 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.