Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 12 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 12 Sep 2023)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2023)
    • [FCA CF] Functions requiring qualifications (29 Jun 2021 to 18 Mar 2023)
    • [FCA CF] Client dealing (29 Jun 2021 to 18 Mar 2023)
  • TITAN WEALTH PLANNING LTD (no longer approved here)

    FRN 574458

    • [FCA CF] Client dealing (9 Aug 2023 to 17 Aug 2023)
    • [FCA CF] Functions requiring qualifications (9 Aug 2023 to 17 Aug 2023)
  • Fidelius Ltd (no longer approved here)

    FRN 188615

    • [FCA CF] Functions requiring qualifications (1 May 2021 to 31 May 2021)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (19 Jan 2015 to 6 Mar 2016)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (2 Oct 2012 to 6 Jan 2015)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (2 Oct 2012 to 6 Jan 2015)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (11 Nov 2010 to 30 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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