Tavistock Private Client Limited

• Principal Place of Business

  The Barn

  Downing Park

  Station Road

  Swaffham Bulbeck

  Cambridge

  Cambridgeshire

  CB25 0NW

  UNITED KINGDOM

  Phone

  +4401223869030

  Web

  https://www.tavistockinvestments.com

• Complaints Contact

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brian Kenneth Raven

  IRN BKR01008

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (28 Dec 2016 to 8 Dec 2019)
• Catherine Willshire

  IRN CXW01795

  • CF10 Compliance Oversight (5 Aug 2015 to 8 Dec 2016)
• Charanjit Singh

  IRN CXS00174

  • [FCA CF] Functions requiring qualifications (4 Aug 2022 to 8 Dec 2023)
  • [FCA CF] Client dealing (4 Aug 2022 to 8 Dec 2023)
• Charles William Olley

  IRN CXO01047

  • CF28 Systems and controls (1 Nov 2007 to 1 Dec 2016)
  • CF11 Money Laundering Reporting (22 Aug 2002 to 1 Apr 2006)
  • CF1 Director (22 Aug 2002 to 1 Dec 2016)
  • CF13 Finance (22 Aug 2002 to 31 Oct 2007)
• Christopher Howard

  IRN CXH01560

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (20 Dec 2018 to 8 Dec 2019)
• Claire LaRue

  IRN CXL01341

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (8 Nov 2016 to 8 Dec 2019)
• Claire Michelle Menni

  IRN CMM01180

  • CF30 Customer (since 18 Oct 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 27 Nov 2025)
  • [FCA CF] Client dealing (9 Dec 2020 to 27 Nov 2025)
  • CF30 Customer (19 Oct 2019 to 8 Dec 2019)
• Daniel Karim

  IRN DXK00079

  • CF30 Customer (18 Aug 2014 to 15 Jun 2015)
• Devin Elliott Smith

  IRN DES01082

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 6 Aug 2021)
  • CF30 Customer (18 Jul 2017 to 8 Dec 2019)
• Duncan Wilson

  IRN DAW01161

  • CF30 Customer (2 Dec 2014 to 17 Feb 2017)

• Tavistock Select LLP

  FRN 991884 · Appointed 15 Feb 2023

• Tavistock Chater Allan LLP

  FRN 945082 · Appointed 16 Feb 2021

• The Law Society (no longer appointed)

  FRN 417501 · Appointed 4 Jun 2020 · Until 17 Dec 2020

• La Playa Wealth LLP (no longer appointed)

  FRN 504056 · Appointed 24 Jul 2009 · Until 1 Jan 2013

• Ashton KCJ Financial Planning LLP (no longer appointed)

  FRN 465217 · Appointed 13 Mar 2007 · Until 18 Aug 2015

• Price Bailey Private Client LLP (no longer appointed)

  FRN 465216 · Appointed 13 Mar 2007 · Until 25 May 2017

No changes recorded yet.