Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (20 Dec 2018 to 8 Dec 2019)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (12 Dec 2016 to 30 Nov 2018)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (31 Mar 2014 to 2 Dec 2016)
  • Alan Boswell Employee Benefits Ltd (no longer approved here)

    FRN 544940

    • (3)Employed By (1 May 2013 to 18 Feb 2014)
  • Alan Boswell & Company Limited (no longer approved here)

    FRN 211088

    • CF30 Customer (1 Nov 2007 to 18 Feb 2014)
    • CF21 Investment Adviser (6 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.