Daniel Karim

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 10 Dec 2019)
    • CF30 Customer (since 13 Apr 2017)
  • One Financial Solutions Ltd

    FRN 607130

    • (1)Employed By (since 13 Apr 2017)
  • BLG WEALTH LTD (no longer approved here)

    FRN 561959

    • CF30 Customer (1 Jul 2015 to 10 Oct 2016)
  • Tavistock Private Client Limited (no longer approved here)

    FRN 210782

    • CF30 Customer (18 Aug 2014 to 15 Jun 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 1 Aug 2013)
    • CF21 Investment Adviser (3 Jan 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.