BLG WEALTH LTD

Date authorised
1 April 2013
Companies House
07680418
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Salisbury House
    London Wall
    London
    Greater London
    EC2M 5QQ
    UNITED KINGDOM
    Phone
    +442076282089
    Web
    https://www.blgwealth.com

  • Complaints Contact

    Salisbury House
    London Wall
    London
    Greater London
    EC2M 5QQ
    UNITED KINGDOM
    Phone
    +442076282089

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Personal pension scheme, Stakeholder pension scheme

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Llewelyn Patt

    IRN ALP00001

    • [FCA CF] Client dealing (19 Oct 2022 to 30 Jun 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2025)
    • CF30 Customer (18 Jul 2013 to 8 Dec 2019)
  • Andrew Robert Taylor

    IRN ART01094

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Sep 2021)
    • CF30 Customer (13 Nov 2017 to 8 Dec 2019)
  • Cara Ferns

    IRN CXF01508

    • CF30 Customer (20 Feb 2017 to 24 Mar 2017)
  • Christopher John Marken

    IRN CJM01224

    • CF30 Customer (18 Nov 2013 to 30 Oct 2014)
  • Craig Taylor

    IRN CXT01289

    • CF30 Customer (4 Jul 2013 to 10 Feb 2015)
  • Daniel Karim

    IRN DXK00079

    • CF30 Customer (1 Jul 2015 to 10 Oct 2016)
  • Deepak Hiralal Pahilwani

    IRN DHP01049

    • CF30 Customer (3 Apr 2017 to 26 Apr 2017)
  • Elaine Pollington

    IRN EMB01030

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 20 Oct 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 19 Oct 2022)
    • CF30 Customer (2 Aug 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Aug 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Aug 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Aug 2012 to 30 Sep 2018)
    • CF1 Director (2 Aug 2012 to 8 Dec 2019)
  • Gordon David Boxshall

    IRN GDB00017

    • CF30 Customer (21 Feb 2017 to 27 Oct 2017)
  • Hugh Henry Frohlich

    IRN HXF27558

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 24 Feb 2025)
    • [FCA CF] Client dealing (since 24 Feb 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.