Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
PERSPECTIVE (SOUTH EAST) LIMITED
FRN 178690
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 20 Mar 2026)
- [FCA CF] Client dealing (since 20 Mar 2026)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Sep 2021)
- CF30 Customer (13 Nov 2017 to 8 Dec 2019)
-
- CF30 Customer (10 Jan 2017 to 9 Nov 2017)
-
- CF30 Customer (7 Jan 2016 to 8 Jan 2017)
-
- CF30 Customer (30 Apr 2012 to 30 Dec 2015)
-
- Employed By (30 Apr 2012 to 30 Dec 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.