Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Mar 2026)
    • [FCA CF] Client dealing (since 20 Mar 2026)
  • BLG WEALTH LTD (no longer approved here)

    FRN 561959

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Sep 2021)
    • CF30 Customer (13 Nov 2017 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (10 Jan 2017 to 9 Nov 2017)
  • True Potential Investments LLP (no longer approved here)

    FRN 527444

    • CF30 Customer (7 Jan 2016 to 8 Jan 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (30 Apr 2012 to 30 Dec 2015)
  • Andrew Taylor (no longer approved here)

    FRN 579929

    • Employed By (30 Apr 2012 to 30 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

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