Christopher John Marken

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lanner Capital Limited

    FRN 467847

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Feb 2015 to 8 Dec 2019)
  • BLG WEALTH LTD (no longer approved here)

    FRN 561959

    • CF30 Customer (18 Nov 2013 to 30 Oct 2014)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (24 Jul 2013 to 15 Nov 2013)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 Apr 2013 to 15 Nov 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (2 Apr 2007 to 2 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Nov 2005 to 2 Apr 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (3 May 2005 to 14 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.