Hugh Henry Frohlich

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BLG WEALTH LTD

    FRN 561959

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 24 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 24 Feb 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (26 Mar 2020 to 31 Dec 2021)
    • CF30 Customer (30 Jan 2020 to 31 Dec 2021)
  • Lester Brunt Wealth Management Ltd (no longer approved here)

    FRN 608489

    • (22)Employed By (30 Jan 2020 to 31 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

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