Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- 7. Giving personal recommendations on long-term care insurance contracts
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 18 Aug 2020)
- [FCA CF] Client dealing (since 18 Aug 2020)
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- CF30 Customer (3 Dec 2019 to 8 Dec 2019)
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- CF30 Customer (22 May 2018 to 17 Aug 2020)
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- (5)Employed By (22 May 2018 to 17 Aug 2020)
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- CF30 Customer (30 Oct 2017 to 23 Mar 2018)
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- CF30 Customer (21 Feb 2017 to 27 Oct 2017)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at H & D Financial Planning Limited
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controlled function added: (5)Employed By at H & D Financial Planning Limited