PLAN SMART FINANCIAL PLANNING LIMITED

• Principal Place of Business

  The Maidstone Studios

  Vinters Business Park

  New Cut Road

  Maidstone

  Kent

  ME14 5NZ

  UNITED KINGDOM

  Phone

  +4401622845910

  Web

  https://plansmart.financial

• Complaints Contact

  The Maidstone Studios

  Vinters Business Park

  New Cut Road

  Maidstone

  Kent

  ME14 5NZ

  UNITED KINGDOM

  Phone

  +4401622845910

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aleksandra Anna Sasin

  IRN AAS01082

  • [FCA CF] Client dealing (29 Apr 2024 to 9 Sep 2024)
  • [FCA CF] Functions requiring qualifications (29 Apr 2024 to 9 Sep 2024)
  • CF30 Customer (22 May 2023 to 25 Oct 2024)
• Alexander Stepanenko

  IRN AXS03496

  • Responsible for Insurance Distribution (25 Mar 2019 to 15 Jul 2019)
  • Responsibility for MCD Intermediation (25 Mar 2019 to 15 Jul 2019)
  • CF1 Director (12 Feb 2019 to 15 Jul 2019)
  • CF11 Money Laundering Reporting (12 Feb 2019 to 15 Jul 2019)
  • CF10 Compliance Oversight (12 Feb 2019 to 15 Jul 2019)
  • CF1 Director (AR) (14 Dec 2018 to 15 Jul 2019)
• Anthony King

  IRN AXK02460

  • SMF16 Compliance Oversight (10 Dec 2019 to 1 Feb 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2019 to 1 Feb 2022)
  • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2022)
  • Responsibility for MCD Intermediation (1 Oct 2019 to 1 Feb 2022)
  • Responsible for Insurance Distribution (1 Oct 2019 to 1 Feb 2022)
  • CF1 Director (1 Oct 2019 to 8 Dec 2019)
  • CF1 Director (AR) (17 Jul 2019 to 1 Feb 2022)
• David Andrew Nichol

  IRN DAN00016

  • CF30 Customer (20 Oct 2022 to 25 Oct 2024)
• Debra Marie Alison Dry

  IRN DMW01124

  • CF1 Director (AR) (21 Mar 2023 to 25 Oct 2024)
• Gordon David Boxshall

  IRN GDB00017

  • CF30 Customer (22 May 2018 to 17 Aug 2020)
• Jane Hellier

  IRN HJH00003

  • Responsibility for MCD Intermediation (21 Mar 2016 to 3 Sep 2018)
  • CF30 Customer (21 Nov 2014 to 30 Sep 2019)
  • CF11 Money Laundering Reporting (21 Nov 2014 to 3 Sep 2018)
  • CF10 Compliance Oversight (21 Nov 2014 to 3 Sep 2018)
  • CF1 Director (21 Nov 2014 to 3 Sep 2018)
  • Responsible for Insurance Mediation (21 Nov 2014 to 3 Sep 2018)
• John Michael Hayden

  IRN JMH00090

  • Responsible for Insurance Distribution (1 Oct 2018 to 26 Mar 2019)
  • Responsible for Insurance Mediation (3 Sep 2018 to 30 Sep 2018)
  • CF1 Director (3 Sep 2018 to 26 Mar 2019)
  • CF10 Compliance Oversight (3 Sep 2018 to 26 Mar 2019)
  • CF11 Money Laundering Reporting (3 Sep 2018 to 26 Mar 2019)
  • Responsibility for MCD Intermediation (3 Sep 2018 to 26 Mar 2019)
  • CF1 Director (AR) (22 May 2018 to 21 Feb 2019)
• Lauren Duffy

  IRN LXD00267

  • [FCA CF] Functions requiring qualifications (28 Jan 2025 to 13 Mar 2026)
  • [FCA CF] Client dealing (28 Jan 2025 to 13 Mar 2026)
• Phillip Timothy Evans

  IRN PXE00098

  • SMF17 Money Laundering Reporting Officer (MLRO) (14 Oct 2022 to 9 May 2023)
  • Responsibility for MCD Intermediation (14 Oct 2022 to 9 May 2023)
  • Responsible for Insurance Distribution (14 Oct 2022 to 9 May 2023)
  • SMF16 Compliance Oversight (14 Oct 2022 to 9 May 2023)

• JustFA Advisers Limited (no longer appointed)

  FRN 935573 · Appointed 6 Oct 2020 · Until 28 Oct 2024

• H & D Financial Planning Limited (no longer appointed)

  FRN 779273 · Appointed 10 May 2018 · Until 25 Oct 2022

No changes recorded yet.