PLAN SMART FINANCIAL PLANNING LIMITED

• Principal Place of Business

  The Maidstone Studios

  Vinters Business Park

  New Cut Road

  Maidstone

  Kent

  ME14 5NZ

  UNITED KINGDOM

  Phone

  +4401622845910

  Web

  https://plansmart.financial

• Complaints Contact

  The Maidstone Studios

  Vinters Business Park

  New Cut Road

  Maidstone

  Kent

  ME14 5NZ

  UNITED KINGDOM

  Phone

  +4401622845910

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon Evans

  IRN SPE01026

  • Responsible for Insurance Distribution (2 Aug 2022 to 7 Aug 2024)
  • SMF3 Executive Director (2 Aug 2022 to 7 Aug 2024)
  • Responsibility for MCD Intermediation (2 Aug 2022 to 7 Aug 2024)
  • CF1 Director (AR) (1 Mar 2022 to 21 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2020 to 19 Dec 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 19 Dec 2023)
  • CF30 Customer (29 Jul 2020 to 7 Aug 2024)
• Steven John Pankhurst

  IRN SJP00030

  • CF30 Customer (26 Sep 2019 to 8 Dec 2019)
• William James Green

  IRN WJG01051

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsibility for MCD Intermediation (since 27 Nov 2024)
  • SMF3 Executive Director (since 27 Nov 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Nov 2024)
  • SMF16 Compliance Oversight (since 27 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
  • [FCA CF] Client dealing (since 29 Oct 2024)
  • [FCA CF] Functions requiring qualifications (23 Sep 2024 to 26 Oct 2024)
  • [FCA CF] Client dealing (23 Sep 2024 to 26 Oct 2024)
  • Responsibility for MCD Intermediation (19 Sep 2024 to 25 Oct 2024)
  • SMF3 Executive Director (19 Sep 2024 to 25 Oct 2024)
  • SMF16 Compliance Oversight (13 Oct 2023 to 25 Oct 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (13 Oct 2023 to 25 Oct 2024)
  • CF1 Director (AR) (22 Sep 2022 to 21 Oct 2022)
  • CF30 Customer (5 Apr 2022 to 25 Oct 2024)

• JustFA Advisers Limited (no longer appointed)

  FRN 935573 · Appointed 6 Oct 2020 · Until 28 Oct 2024

• H & D Financial Planning Limited (no longer appointed)

  FRN 779273 · Appointed 10 May 2018 · Until 25 Oct 2022

No changes recorded yet.