Simon Evans

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • H & D WEALTH LIMITED (no longer approved here)

    FRN 133893

    • CF1 Director (AR) (10 Nov 2022 to 3 Apr 2024)
    • Appointed representative dealing with clients for which they require qualification (10 Nov 2022 to 19 Dec 2023)
    • [FCA CF] Functions requiring qualifications (3 Nov 2022 to 19 Dec 2023)
    • CF30 Customer (3 Nov 2022 to 11 Nov 2024)
  • H & D Financial Planning Limited (no longer approved here)

    FRN 779273

    • (2)Employed By (3 Nov 2022 to 11 Nov 2024)
  • PLAN SMART FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 625144

    • SMF3 Executive Director (2 Aug 2022 to 7 Aug 2024)
    • Responsible for Insurance Distribution (2 Aug 2022 to 7 Aug 2024)
    • Responsibility for MCD Intermediation (2 Aug 2022 to 7 Aug 2024)
    • CF1 Director (AR) (1 Mar 2022 to 21 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2020 to 19 Dec 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 19 Dec 2023)
    • CF30 Customer (29 Jul 2020 to 7 Aug 2024)
  • Fusion Asset Management LLP (no longer approved here)

    FRN 401334

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 29 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2020 to 29 Jul 2022)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (5 Dec 2018 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (14 Jul 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at H & D Financial Planning Limited

  2. controlled function added: (2)Employed By at H & D Financial Planning Limited