H & D WEALTH LIMITED

• Principal Place of Business

  H & D Wealth Ltd

  Maidstone Studios

  Vinters Business Park

  New Cut Road

  Maidstone

  Kent

  ME14 5NZ

  UNITED KINGDOM

  Phone

  +4401622845910

  Web

  https://hdwealth.com

• Complaints Contact

  H & D Wealth Ltd

  Maidstone Studios

  Vinters Business Park

  New Cut Road

  Maidstone

  Kent

  ME14 5NZ

  UNITED KINGDOM

  Phone

  +4401622845910

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

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  • · Limited to broking buy-to-let and second charge mortgage agreements

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Peter Graham Irvine

  IRN API00001

  • CF30 Customer (1 Apr 2010 to 17 Sep 2019)
• Aleksandra Anna Sasin

  IRN AAS01082

  • [FCA CF] Functions requiring qualifications (17 Mar 2023 to 15 May 2025)
• Andrew Colin Kirk

  IRN ACK01043

  • CF30 Customer (20 Jun 2011 to 30 Dec 2011)
• Andrew John Nunn

  IRN AJN01109

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 21 Apr 2017)
  • CF30 Customer (1 Apr 2014 to 31 Mar 2017)
• Barry Gilbert Parsons

  IRN BGP01012

  • CF1 Director (21 Jan 2005 to 21 Jan 2005)
• Claire Louise Gould

  IRN CLK01024

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 2 Feb 2023)
  • [FCA CF] Functions requiring qualifications (since 28 Jul 2021)
• David John Collett

  IRN DJC01282

  • CF1 Director (21 Jan 2005 to 21 Jan 2005)
• Derek Rutherford Wallace

  IRN DRW00007

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 28 Nov 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 28 Nov 2003)
• Edward Roger Stansfield

  IRN ERS00002

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (28 Feb 2006 to 31 Oct 2007)
• Gary Arthur Jefferies

  IRN GAJ00003

  • CF30 Customer (12 Apr 2010 to 2 Nov 2015)

• H & D Financial Planning Limited

  FRN 779273 · Appointed 18 Oct 2022

• MPB Financial Planning Ltd

  FRN 595269 · Appointed 5 Jan 2015

• Ridgeford Consultants Ltd (no longer appointed)

  FRN 515505 · Appointed 4 Jan 2010 · Until 22 Jan 2013

• Panoramic Wealth Management Limited (no longer appointed)

  FRN 512462 · Appointed 16 Nov 2009 · Until 1 Dec 2015

No changes recorded yet.