Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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H & D WEALTH LIMITED
FRN 133893
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF30 Customer (since 2 Feb 2023)
- [FCA CF] Functions requiring qualifications (since 28 Jul 2021)
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H & D Financial Planning Limited
FRN 779273
- (3)Employed By (since 2 Feb 2023)
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- (212)Employed By (1 Apr 2020 to 9 Apr 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Apr 2021)
- CF30 Customer (17 Dec 2018 to 9 Apr 2021)
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- (583)Employed By (17 Dec 2018 to 9 Apr 2021)
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- CF30 Customer (24 Oct 2011 to 10 Dec 2018)
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- CF30 Customer (12 Dec 2007 to 10 Oct 2011)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at H & D Financial Planning Limited
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controlled function added: (3)Employed By at H & D Financial Planning Limited