Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 2 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 28 Jul 2021)
    • (3)Employed By (since 2 Feb 2023)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (212)Employed By (1 Apr 2020 to 9 Apr 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Apr 2021)
    • CF30 Customer (17 Dec 2018 to 9 Apr 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (583)Employed By (17 Dec 2018 to 9 Apr 2021)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (24 Oct 2011 to 10 Dec 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (12 Dec 2007 to 10 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at H & D Financial Planning Limited

  2. controlled function added: (3)Employed By at H & D Financial Planning Limited