Gary Arthur Jefferies

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PANORAMIC WEALTH MANAGEMENT LIMITED

    FRN 705785

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsible for Insurance Distribution (since 8 Apr 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 9 Oct 2017)
    • CF11 Money Laundering Reporting (4 Nov 2015 to 8 Dec 2019)
    • CF1 Director (4 Nov 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Nov 2015 to 8 Dec 2019)
    • CF30 Customer (4 Nov 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Nov 2015 to 15 Aug 2017)
  • Panoramic Wealth Management Limited (no longer approved here)

    FRN 512462

    • Employed By (19 Apr 2010 to 2 Nov 2015)
  • H & D WEALTH LIMITED (no longer approved here)

    FRN 133893

    • CF30 Customer (12 Apr 2010 to 2 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

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