H & D WEALTH LIMITED

• Principal Place of Business

  H & D Wealth Ltd

  Maidstone Studios

  Vinters Business Park

  New Cut Road

  Maidstone

  Kent

  ME14 5NZ

  UNITED KINGDOM

  Phone

  +4401622845910

  Web

  https://hdwealth.com

• Complaints Contact

  H & D Wealth Ltd

  Maidstone Studios

  Vinters Business Park

  New Cut Road

  Maidstone

  Kent

  ME14 5NZ

  UNITED KINGDOM

  Phone

  +4401622845910

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

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  • · Limited to broking buy-to-let and second charge mortgage agreements

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian James Henderson

  IRN IJH00003

  • CF1 Director (1 Dec 2001 to 17 Sep 2019)
• Ian Ronald Evans Williams

  IRN IRW00001

  • CF30 Customer (15 Jun 2010 to 30 Dec 2011)
• Jack Henry Weaver

  IRN JXW00994

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 11 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 24 Jul 2024)
  • [FCA CF] Client dealing (since 24 Jul 2024)
• Kevin George Webb

  IRN KXW20938

  • CF30 Customer (30 Sep 2019 to 8 Dec 2019)
• Martin John Rowland

  IRN MXR00152

  • Responsibility for MCD Intermediation (23 Aug 2016 to 5 Nov 2019)
  • CF30 Customer (1 Nov 2007 to 3 Dec 2014)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 5 Nov 2019)
• Martin Paul Barkaway

  IRN MPB00009

  • CF30 Customer (25 Feb 2015 to 30 May 2018)
• Michael Pettitt

  IRN MXP00199

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
• Neil Bramwell Davies

  IRN NBD00001

  • CF10 Compliance Oversight (1 Dec 2001 to 14 Nov 2003)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 14 Nov 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
  • CF1 Director (1 Dec 2001 to 14 Nov 2003)
• Paul Julian Wallis

  IRN PJW00028

  • CF30 Customer (since 26 Apr 2023)
  • CF30 Customer (2 Feb 2023 to 15 Mar 2023)
  • [FCA CF] Functions requiring qualifications (31 Jan 2023 to 31 Jul 2025)
• Richard Malcolm Lindley

  IRN RML01063

  • CF1 Director (21 Jan 2005 to 21 Jan 2005)

• H & D Financial Planning Limited

  FRN 779273 · Appointed 18 Oct 2022

• MPB Financial Planning Ltd

  FRN 595269 · Appointed 5 Jan 2015

• Ridgeford Consultants Ltd (no longer appointed)

  FRN 515505 · Appointed 4 Jan 2010 · Until 22 Jan 2013

• Panoramic Wealth Management Limited (no longer appointed)

  FRN 512462 · Appointed 16 Nov 2009 · Until 1 Dec 2015

No changes recorded yet.