H & D WEALTH LIMITED

Date authorised
1 April 2013
Companies House
02115015
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    H & D Wealth Ltd
    Maidstone Studios
    Vinters Business Park
    New Cut Road
    Maidstone
    Kent
    ME14 5NZ
    UNITED KINGDOM
    Phone
    +4401622845910
    Web
    https://hdwealth.com

  • Complaints Contact

    H & D Wealth Ltd
    Maidstone Studios
    Vinters Business Park
    New Cut Road
    Maidstone
    Kent
    ME14 5NZ
    UNITED KINGDOM
    Phone
    +4401622845910

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

    Show 1 limitation
    • · Limited to broking buy-to-let and second charge mortgage agreements

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Jane Rich

    IRN SJR00018

    • CF30 Customer (1 Nov 2007 to 9 Jul 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Seb Roland Brightman

    IRN SXB00345

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Nov 2024)
    • CF30 Customer (since 20 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 31 Aug 2023)
  • Simon Evans

    IRN SPE01026

    • Appointed representative dealing with clients for which they require qualification (10 Nov 2022 to 19 Dec 2023)
    • CF1 Director (AR) (10 Nov 2022 to 3 Apr 2024)
    • [FCA CF] Functions requiring qualifications (3 Nov 2022 to 19 Dec 2023)
    • CF30 Customer (3 Nov 2022 to 11 Nov 2024)
  • William Daniel Green

    IRN WXG00001

    • [FCA CF] Significant management (9 Dec 2019 to 15 May 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Oct 2023)
    • SMF3 Executive Director (9 Dec 2019 to 27 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 May 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF10 Compliance Oversight (17 Nov 2003 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Nov 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • William James Green

    IRN WJG01051

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 1 Jul 2025)
    • Responsible for Insurance Distribution (since 12 Jan 2024)
    • SMF16 Compliance Oversight (since 12 Jan 2024)
    • CF30 Customer (since 28 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jun 2021)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 26 Sep 2019)
    • CF30 Customer (11 Jun 2018 to 8 Dec 2019)
  • William Philip Taylor

    IRN WPT00003

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Mar 2026)
    • CF30 Customer (4 Feb 2010 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.