William Philip Taylor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSPECTIVE (SOUTH EAST) LIMITED

    FRN 178690

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
    • [FCA CF] Client dealing (since 30 Mar 2026)
  • H & D WEALTH LIMITED (no longer approved here)

    FRN 133893

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Mar 2026)
    • CF30 Customer (4 Feb 2010 to 8 Dec 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (15 Jun 2009 to 24 May 2010)
  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • CF30 Customer (1 Nov 2007 to 15 Jul 2009)
    • CF21 Investment Adviser (23 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 23 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.