William James Green

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • H & D WEALTH LIMITED

    FRN 133893

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 1 Jul 2025)
    • SMF16 Compliance Oversight (since 12 Jan 2024)
    • Responsible for Insurance Distribution (since 12 Jan 2024)
    • CF30 Customer (since 28 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 26 Sep 2019)
    • CF30 Customer (11 Jun 2018 to 8 Dec 2019)
  • PLAN SMART FINANCIAL PLANNING LIMITED

    FRN 625144

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsibility for MCD Intermediation (since 27 Nov 2024)
    • SMF3 Executive Director (since 27 Nov 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Nov 2024)
    • SMF16 Compliance Oversight (since 27 Nov 2024)
    • [FCA CF] Client dealing (since 29 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
    • [FCA CF] Functions requiring qualifications (23 Sep 2024 to 26 Oct 2024)
    • [FCA CF] Client dealing (23 Sep 2024 to 26 Oct 2024)
    • SMF3 Executive Director (19 Sep 2024 to 25 Oct 2024)
    • Responsibility for MCD Intermediation (19 Sep 2024 to 25 Oct 2024)
    • SMF16 Compliance Oversight (13 Oct 2023 to 25 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Oct 2023 to 25 Oct 2024)
    • CF1 Director (AR) (22 Sep 2022 to 21 Oct 2022)
    • CF30 Customer (5 Apr 2022 to 25 Oct 2024)
  • H & D Financial Planning Limited

    FRN 779273

    • (4)Employed By (since 28 Oct 2022)
    • (8)Employed By (22 Sep 2022 to 21 Oct 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at H & D Financial Planning Limited

  2. controlled function added: (8)Employed By at H & D Financial Planning Limited

  3. controlled function added: (4)Employed By at H & D Financial Planning Limited