Seb Roland Brightman

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • H & D WEALTH LIMITED

    FRN 133893

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Nov 2024)
    • CF30 Customer (since 20 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 31 Aug 2023)
  • H & D Financial Planning Limited

    FRN 779273

    • (2)Employed By (since 20 Sep 2023)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (13 Jul 2022 to 28 Jul 2023)
    • CF30 Customer (16 Jun 2022 to 28 Jul 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (15 Feb 2021 to 28 Feb 2022)
    • CF30 Customer (10 Feb 2021 to 28 Feb 2022)
  • Wellesley Investment Management Ltd (no longer approved here)

    FRN 179347

    • (25)Employed By (10 Feb 2021 to 28 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at H & D Financial Planning Limited

  2. controlled function added: (2)Employed By at H & D Financial Planning Limited

  3. controlled function removed: Employed By at Wellesley Investment Management Ltd

  4. controlled function added: (25)Employed By at Wellesley Investment Management Ltd