Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • H & D WEALTH LIMITED (no longer approved here)

    FRN 133893

    • Responsibility for MCD Intermediation (23 Aug 2016 to 5 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 3 Dec 2014)
    • CF1 Director (1 Dec 2001 to 5 Nov 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (20 Nov 2003 to 2 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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