Neil Bramwell Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RIVERPARK INVESTMENT & FINANCIAL CONSULTANTS LTD. (no longer approved here)

    FRN 455480

    • CF30 Customer (1 Nov 2007 to 14 Nov 2007)
    • CF22 Investment Adviser (Trainee) (2 Oct 2007 to 31 Oct 2007)
  • H & D WEALTH LIMITED (no longer approved here)

    FRN 133893

    • CF1 Director (1 Dec 2001 to 14 Nov 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 14 Nov 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 14 Nov 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.