RIVERPARK INVESTMENT & FINANCIAL CONSULTANTS LTD.

• Principal Place of Business

  Riverpark Investments

  4 Rogart Street

  Glasgow

  Glasgow City

  G40 2AA

  UNITED KINGDOM

  Phone

  +441415543881

  Web

  https://www.riverparkifa.com

• Complaints Contact

  Riverpark Investments

  4 Rogart Street

  Glasgow

  Glasgow City

  G40 2AA

  UNITED KINGDOM

  Phone

  +441415543881

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alasdair Crawford MacAnna

  IRN ACM00031

  • [FCA CF] Client dealing (1 Jan 2021 to 22 Mar 2023)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 22 Mar 2023)
• Ambrose Forbes Barclay

  IRN AFB00014

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)
• Archibald McInally

  IRN AXM00224

  • CF30 Customer (1 Nov 2007 to 30 Nov 2011)
  • CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)
• Christopher Thomas Murray

  IRN CTM00001

  • CF30 Customer (1 Nov 2007 to 13 Jul 2011)
  • CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)
• Daniel James Wright

  IRN DXW00331

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 28 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 28 Oct 2025)
• Dawn Catherine McLellan

  IRN DCM00026

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Aug 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Aug 2024)
  • CF30 Customer (10 May 2018 to 8 Dec 2019)
• Donald Roger Bradshaw Watt

  IRN DXW00049

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (6 Jan 2016 to 8 Dec 2019)
• Douglas George Campbell

  IRN DGC00024

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 12 Apr 2024)
  • [FCA CF] Client dealing (since 12 Apr 2024)
• Douglas William McDiarmid

  IRN DWM00019

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (5 Oct 2010 to 8 Dec 2019)
• Euan McAuliffe

  IRN EXM00309

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2025)
  • [FCA CF] Client dealing (since 1 Dec 2025)

No changes recorded yet.