Ambrose Forbes Barclay

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RIVERPARK INVESTMENT & FINANCIAL CONSULTANTS LTD. (no longer approved here)
FRN 455480
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)
Riverpark Investment & Financial Consultants (no longer approved here)
FRN 214519
- (11)Employed By (17 Feb 2005 to 5 Jul 2005)
B-Assured Financial Services (no longer approved here)
FRN 196137
- Employed By (10 Mar 2003 to 4 Mar 2004)
Cameron Alexander Ltd (no longer approved here)
FRN 200076
- Employed By (16 May 2001 to 24 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.