Dawn Catherine McLellan

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cleveden Park Wealth Ltd

    FRN 952233

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 7 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 7 Jun 2024)
  • RIVERPARK INVESTMENT & FINANCIAL CONSULTANTS LTD. (no longer approved here)

    FRN 455480

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Aug 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Aug 2024)
    • CF30 Customer (10 May 2018 to 8 Dec 2019)
  • Financial Planning Options Ltd (no longer approved here)

    FRN 467035

    • CF30 Customer (22 Aug 2016 to 1 May 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 9 Nov 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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