Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 28 Oct 2025)
  • Advanta Wealth Ltd (no longer approved here)

    FRN 605977

    • [FCA CF] Functions requiring qualifications (16 Mar 2022 to 17 Oct 2025)
    • [FCA CF] Client dealing (16 Mar 2022 to 17 Oct 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (27 May 2021 to 24 Dec 2021)
    • CF30 Customer (6 May 2021 to 24 Dec 2021)
  • Reddington Wealth Management Ltd (no longer approved here)

    FRN 595678

    • (1)Employed By (6 May 2021 to 24 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.