Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 28 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 28 Oct 2025)
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- [FCA CF] Functions requiring qualifications (16 Mar 2022 to 17 Oct 2025)
- [FCA CF] Client dealing (16 Mar 2022 to 17 Oct 2025)
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- Appointed representative dealing with clients for which they require qualification (27 May 2021 to 24 Dec 2021)
- CF30 Customer (6 May 2021 to 24 Dec 2021)
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- (1)Employed By (6 May 2021 to 24 Dec 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.