Douglas George Campbell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RIVERPARK INVESTMENT & FINANCIAL CONSULTANTS LTD.

    FRN 455480

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 Apr 2024)
    • [FCA CF] Client dealing (since 12 Apr 2024)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (14 Feb 2024 to 14 Mar 2024)
    • CF30 Customer (30 Oct 2023 to 13 Mar 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Mar 2024)
    • CF30 Customer (30 Mar 2011 to 25 Mar 2024)
  • Douglas Campbell (no longer approved here)

    FRN 539352

    • Employed By (30 Mar 2011 to 25 Mar 2024)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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