Steven John Pankhurst

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2024)
    • [FCA CF] Client dealing (since 4 Apr 2024)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (4 Nov 2022 to 3 Jan 2024)
    • [FCA CF] Client dealing (4 Nov 2022 to 3 Jan 2024)
  • PLAN SMART FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 625144

    • CF30 Customer (26 Sep 2019 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (10 Sep 2018 to 1 Oct 2019)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (374)Employed By (10 Sep 2018 to 8 Dec 2019)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (20 Jun 2017 to 5 Jul 2018)
  • TWA Finance Limited (no longer approved here)

    FRN 755259

    • Employed By (4 Nov 2016 to 5 Jul 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (28 Mar 2013 to 6 Mar 2016)
  • Corvus Wealth Limited (no longer approved here)

    FRN 564063

    • Employed By (5 Oct 2011 to 11 Jan 2013)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (2 Jun 2005 to 31 Jul 2007)
    • CF21 Investment Adviser (31 May 2002 to 31 May 2002)
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Updates to this individual's record on the FCA register.

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