Lauren Duffy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Azets Wealth Management Limited

    FRN 449016

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Mar 2026)
    • [FCA CF] Client dealing (since 23 Mar 2026)
  • Milsted Langdon Financial Services Limited (no longer approved here)

    FRN 126457

    • [FCA CF] Client dealing (8 Apr 2025 to 14 Jul 2025)
    • [FCA CF] Functions requiring qualifications (8 Apr 2025 to 14 Jul 2025)
  • PLAN SMART FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 625144

    • [FCA CF] Client dealing (28 Jan 2025 to 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (28 Jan 2025 to 13 Mar 2026)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Functions requiring qualifications (11 Nov 2022 to 15 Jan 2025)
    • [FCA CF] Client dealing (11 Nov 2022 to 15 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

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