Anthony King

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mariana UFP LLP

    FRN 551170

    • [FCA CF] Client dealing (since 22 Feb 2024)
    • CF30 Customer (26 Jan 2015 to 24 Jun 2019)
  • Radiant Financial Planning Limited (no longer approved here)

    FRN 192396

    • Responsible for Insurance Distribution (20 May 2022 to 13 Apr 2023)
    • SMF3 Executive Director (20 May 2022 to 13 Apr 2023)
    • Responsibility for MCD Intermediation (20 May 2022 to 13 Apr 2023)
  • PLAN SMART FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 625144

    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2019 to 1 Feb 2022)
    • SMF16 Compliance Oversight (10 Dec 2019 to 1 Feb 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2022)
    • Responsibility for MCD Intermediation (1 Oct 2019 to 1 Feb 2022)
    • Responsible for Insurance Distribution (1 Oct 2019 to 1 Feb 2022)
    • CF1 Director (1 Oct 2019 to 8 Dec 2019)
    • CF1 Director (AR) (17 Jul 2019 to 1 Feb 2022)
  • H & D Financial Planning Limited (no longer approved here)

    FRN 779273

    • (6)Employed By (17 Jul 2019 to 1 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at H & D Financial Planning Limited

  2. controlled function added: (6)Employed By at H & D Financial Planning Limited