Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 24 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 24 Apr 2025)
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- Responsible for Insurance Distribution (1 Oct 2018 to 26 Mar 2019)
- CF1 Director (3 Sep 2018 to 26 Mar 2019)
- CF10 Compliance Oversight (3 Sep 2018 to 26 Mar 2019)
- Responsibility for MCD Intermediation (3 Sep 2018 to 26 Mar 2019)
- CF11 Money Laundering Reporting (3 Sep 2018 to 26 Mar 2019)
- Responsible for Insurance Mediation (3 Sep 2018 to 30 Sep 2018)
- CF1 Director (AR) (22 May 2018 to 21 Feb 2019)
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- CF1 Director (AR) (31 Jul 2017 to 1 May 2018)
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- (7)Employed By (31 Jul 2017 to 1 May 2018)
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- CF21 Investment Adviser (13 May 2002 to 30 Jul 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
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- CF21 Investment Adviser (13 May 2002 to 30 Jul 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at H & D Financial Planning Limited
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controlled function added: (7)Employed By at H & D Financial Planning Limited