Devin Elliott Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 11 Oct 2021)
    • Appointed representative dealing with clients for which they require qualification (since 11 Oct 2021)
    • CF30 Customer (since 11 Oct 2021)
  • Benchmark Financial Planning Limited

    FRN 227247

    • Employed By (since 11 Oct 2021)
  • Tavistock Private Client Limited (no longer approved here)

    FRN 210782

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 6 Aug 2021)
    • CF30 Customer (18 Jul 2017 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (23 Aug 2016 to 30 May 2017)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (13 Nov 2015 to 30 May 2017)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (31 Mar 2010 to 25 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.