Barry Russell Rogers

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tavistock Private Client Limited (no longer approved here)
FRN 210782
- CF10 Compliance Oversight (28 Jan 2009 to 29 Jul 2015)
- CF30 Customer (1 Nov 2007 to 29 Jul 2015)
- CF21 Investment Adviser (6 Jul 2007 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (22 May 2007 to 31 Oct 2007)
IWP Investment Management Limited (no longer approved here)
FRN 114563
- CF21 Investment Adviser (14 Sep 2006 to 4 May 2007)
Grosvenor Premier Investments Limited (no longer approved here)
FRN 184237
- (6)Employed By (1 May 2002 to 8 Mar 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.