Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 24 Sep 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 Feb 2012)
    • [FCA CF] Functions requiring qualifications (13 Dec 2022 to 31 Oct 2023)
    • [FCA CF] Client dealing (13 Dec 2022 to 31 Oct 2023)
    • SMF1 Chief Executive (3 Feb 2020 to 20 Dec 2023)
    • Responsible for Insurance Mediation (10 Nov 2008 to 16 Feb 2012)
    • CF30 Customer (10 Nov 2008 to 16 Feb 2012)
    • CF1 Director (10 Nov 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (10 Nov 2008 to 31 Mar 2009)
    • (3)Employed By (since 6 Aug 2015)
  • Amber River Investment Solutions LLP (no longer approved here)

    FRN 717959

    • [FCA CF] Manager of certification employee (24 Mar 2021 to 6 Jun 2022)
    • [FCA CF] Client dealing (24 Mar 2021 to 6 Jun 2022)
    • [FCA CF] Functions requiring qualifications (24 Mar 2021 to 6 Jun 2022)
    • SMF27 Partner (9 Dec 2019 to 16 May 2022)
    • CF30 Customer (15 Jul 2016 to 8 Dec 2019)
    • CF4 Partner (15 Jul 2016 to 8 Dec 2019)
  • Bread and Butter Advice Limited (no longer approved here)

    FRN 585311

    • Employed By (3 Aug 2012 to 1 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

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