Date authorised
1 April 2013
Companies House
06991560
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Churchill Place
    London
    E14 5HP
    UNITED KINGDOM
    Phone
    +4402071161000
  • Complaints Contact

    Barclays Bank UK PLC
    Dale House
    Wavertree Technology Park
    Liverpool
    L7 9PQ
    UNITED KINGDOM
    Phone
    +4402071161000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Seaton Carruthers

    IRN ASC01067

    • CF30 Customer (31 Dec 2010 to 10 May 2012)
  • Akshaya Bhargava

    IRN AXB02692

    • CF1 Director (29 Jun 2015 to 11 Mar 2016)
  • Allan James Clare

    IRN AJC01546

    • CF11 Money Laundering Reporting (13 May 2014 to 5 Dec 2014)
  • Amra Mirza

    IRN AXM00713

    • [FCA CF] Significant management (24 Mar 2021 to 6 Aug 2021)
  • Andrea Bonafe

    IRN ALB01071

    • [FCA CF] Material risk taker (8 Apr 2021 to 16 May 2022)
    • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2021 to 16 May 2022)
    • CF28 Systems and controls (10 Jul 2018 to 8 Dec 2019)
  • Andrew Cunningham

    IRN AMC01101

    • [FCA CF] Significant management (19 Dec 2024 to 29 Oct 2025)
    • [FCA CF] CASS oversight function (20 Apr 2023 to 30 May 2025)
  • Andrew Stewart

    IRN AXS78389

    • [FCA CF] CASS oversight function (4 Jan 2021 to 9 Jul 2021)
  • Arne Hassel

    IRN KAH01041

    • CF1 Director (16 Jun 2016 to 11 Jan 2019)
  • Barry Cole

    IRN BXC01150

    • CF28 Systems and controls (27 Feb 2014 to 1 Apr 2014)
  • Carsten Rasch Egeriis

    IRN CXE01188

    • CF28 Systems and controls (10 Jun 2015 to 9 Sep 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.