Date authorised
1 April 2013
Companies House
06991560
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Churchill Place
    London
    E14 5HP
    UNITED KINGDOM
    Phone
    +4402071161000
  • Complaints Contact

    Barclays Bank UK PLC
    Dale House
    Wavertree Technology Park
    Liverpool
    L7 9PQ
    UNITED KINGDOM
    Phone
    +4402071161000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher James Ashworth Mack

    IRN CJM01272

    • SMF3 Executive Director (5 Jun 2020 to 30 Apr 2023)
  • Damian Peter Neylin

    IRN DXN17138

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (3 Oct 2019 to 8 Dec 2019)
  • Damien Keaney

    IRN DXK01756

    • [FCA CF] CASS oversight function (19 Aug 2021 to 10 Feb 2023)
  • David Brian Melville Cavaye

    IRN DBC01017

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (3 Oct 2019 to 8 Dec 2019)
  • David Jonathan Semaya

    IRN DXS01583

    • CF1 Director (29 Sep 2010 to 9 Dec 2013)
  • David Martin Dalton-Brown

    IRN DMD01059

    • CF3 Chief Executive (17 May 2010 to 6 Feb 2013)
    • CF1 Director (17 May 2010 to 31 Jul 2015)
  • David Simpson

    IRN DXS01935

    • CF1 Director (12 Nov 2009 to 8 Jul 2010)
    • CF3 Chief Executive (12 Nov 2009 to 8 Jul 2010)
  • Federico Celot

    IRN FXC78454

    • [FCA CF] Significant management (since 6 Oct 2022)
  • Geraldine Lawlor

    IRN GXL01516

    • CF11 Money Laundering Reporting (7 Jan 2016 to 14 May 2019)
  • James Alexander

    IRN JWA01025

    • [FCA CF] Significant management (since 23 Dec 2024)
    • [FCA CF] Significant management (18 Mar 2021 to 19 Feb 2024)
    • CF10a CASS Oversight function (5 Aug 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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