Barclays Asset Management Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 Churchill PlaceLondonE14 5HPUNITED KINGDOM- Phone
- +4402071161000
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Complaints Contact
Barclays Bank UK PLCDale HouseWavertree Technology ParkLiverpoolL7 9PQUNITED KINGDOM- Phone
- +4402071161000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Christopher James Ashworth Mack
IRN CJM01272
- SMF3 Executive Director (5 Jun 2020 to 30 Apr 2023)
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Damian Peter Neylin
IRN DXN17138
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (3 Oct 2019 to 8 Dec 2019)
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Damien Keaney
IRN DXK01756
- [FCA CF] CASS oversight function (19 Aug 2021 to 10 Feb 2023)
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David Brian Melville Cavaye
IRN DBC01017
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (3 Oct 2019 to 8 Dec 2019)
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David Jonathan Semaya
IRN DXS01583
- CF1 Director (29 Sep 2010 to 9 Dec 2013)
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David Martin Dalton-Brown
IRN DMD01059
- CF3 Chief Executive (17 May 2010 to 6 Feb 2013)
- CF1 Director (17 May 2010 to 31 Jul 2015)
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David Simpson
IRN DXS01935
- CF1 Director (12 Nov 2009 to 8 Jul 2010)
- CF3 Chief Executive (12 Nov 2009 to 8 Jul 2010)
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Federico Celot
IRN FXC78454
- [FCA CF] Significant management (since 6 Oct 2022)
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Geraldine Lawlor
IRN GXL01516
- CF11 Money Laundering Reporting (7 Jan 2016 to 14 May 2019)
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James Alexander
IRN JWA01025
- [FCA CF] Significant management (since 23 Dec 2024)
- [FCA CF] Significant management (18 Mar 2021 to 19 Feb 2024)
- CF10a CASS Oversight function (5 Aug 2016 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.