James Alexander

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BARCLAYS INVESTMENT SOLUTIONS LIMITED

    FRN 155595

    • [FCA CF] Significant management (since 23 Dec 2024)
    • SMF24 Chief Operations (14 Jun 2023 to 4 Feb 2024)
    • [FCA CF] Significant management (18 Mar 2021 to 21 Jun 2023)
    • CF10a CASS Oversight function (5 Aug 2016 to 8 Dec 2019)
  • Barclays Asset Management Limited

    FRN 505543

    • [FCA CF] Significant management (since 23 Dec 2024)
    • [FCA CF] Significant management (18 Mar 2021 to 19 Feb 2024)
    • CF10a CASS Oversight function (5 Aug 2016 to 8 Dec 2019)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • CF10a CASS Oversight function (15 Sep 2014 to 14 Aug 2015)
    • CF29 Significant management (15 Sep 2014 to 14 Aug 2015)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF10a CASS Oversight function (15 Sep 2014 to 14 Aug 2015)
    • CF29 Significant management (15 Sep 2014 to 14 Aug 2015)
  • DTCC Derivatives Repository Plc (no longer approved here)

    FRN 526490

    • CF1 Director (11 Jul 2013 to 11 Dec 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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