DTCC Derivatives Repository Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Regulator Trade Reporting
Derivatives Trade Records
Securities Trade Records

Senior staff personally approved by the FCA to hold their roles here.

Alberto Giovannini
IRN AXG01555
- CF2 Non Executive Director (19 Sep 2018 to 24 Apr 2019)
- CF1 Director (2 Nov 2012 to 19 Sep 2018)
Alexander Masson Broderick
IRN AMB01123
- CF1 Director (28 Mar 2014 to 5 Aug 2014)
Aline Bouillie
IRN AXB03975
- CF1 Director (12 Dec 2016 to 16 Jan 2019)
Andrew Longmuir
IRN AXL02197
- CF1 Director (1 Dec 2016 to 11 Oct 2017)
Andrew William Dare Douglas
IRN AWD01060
- CF3 Chief Executive (19 Nov 2015 to 2 Jun 2019)
- CF1 Director (19 Nov 2015 to 2 Jun 2019)
Anthony DeLuca
IRN AXD01834
- CF1 Director (1 Dec 2011 to 8 Dec 2019)
Anthony Robin Fraser
IRN ARF01086
- CF1 Director (15 Nov 2012 to 31 Dec 2015)
Brian James Halligan
IRN BJH01164
- CF2 Non Executive Director (24 Aug 2018 to 16 Jul 2019)
Christopher Mark Childs
IRN CMC01225
- CF1 Director (25 Feb 2015 to 8 Dec 2019)
David Coulson
IRN DXC02479
- CF1 Director (24 Nov 2015 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.