DTCC Derivatives Repository Plc

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Regulator Trade Reporting
Derivatives Trade Records
Securities Trade Records

Senior staff personally approved by the FCA to hold their roles here.

David Kay
IRN DXK01481
- CF1 Director (23 Mar 2012 to 14 Feb 2013)
David William Bray
IRN DWB01130
- CF11 Money Laundering Reporting (14 Mar 2011 to 17 Aug 2016)
- CF10 Compliance Oversight (14 Mar 2011 to 17 Aug 2016)
Derek Ronald West
IRN DRW01171
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (7 Feb 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Feb 2017 to 8 Dec 2019)
Dominic John Cashman
IRN DJC01251
- CF1 Director (9 Jun 2017 to 11 Oct 2017)
Donald Francis Donahue
IRN DFD01017
- CF2 Non Executive Director (2 Nov 2010 to 12 Sep 2012)
Donna Marcy Milrod
IRN DMM01264
- CF1 Director (19 Apr 2016 to 4 Nov 2016)
Ericka Leslie-Horan
IRN EXL01260
- CF1 Director (29 Nov 2012 to 13 May 2015)
Frederic Crosnier
IRN FXC01523
- CF1 Director (3 Aug 2018 to 5 Jul 2019)
Gerard Larocca
IRN GXL01150
- CF2 Non Executive Director (3 Nov 2010 to 1 Aug 2011)
Graeme Clayton
IRN GXC01789
- CF1 Director (10 Oct 2012 to 10 Apr 2013)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.