DTCC Derivatives Repository Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Regulator Trade Reporting
Derivatives Trade Records
Securities Trade Records

Senior staff personally approved by the FCA to hold their roles here.

Graeme Edward Brian McEvoy
IRN GXM06685
- CF2 Non Executive Director (9 Oct 2018 to 8 May 2019)
Ian Robert McLelland
IRN IRM01080
- CF3 Chief Executive (13 Aug 2014 to 19 Mar 2015)
- CF1 Director (13 Aug 2014 to 19 Mar 2015)
Ila Eckhoff
IRN IXE01061
- CF1 Director (30 Dec 2011 to 14 Nov 2018)
James Alexander
IRN JWA01025
- CF1 Director (11 Jul 2013 to 11 Dec 2013)
James Bruce Walker
IRN JBW01063
- CF2 Non Executive Director (2 Nov 2010 to 1 Aug 2011)
James Robin Brilliant
IRN JRB01316
- CF11 Money Laundering Reporting (2 Aug 2010 to 13 Mar 2011)
- CF10 Compliance Oversight (2 Aug 2010 to 13 Mar 2011)
Johannah Lizbeth Bowles
IRN JXB07603
- CF2 Non Executive Director (7 Nov 2018 to 8 Dec 2019)
John Alexander Hosking
IRN JAH01417
- CF2 Non Executive Director (8 Sep 2011 to 31 Jan 2014)
John Christopher O'Sullivan
IRN JCO01054
- CF1 Director (23 Aug 2016 to 11 Jul 2018)
John Robert Gidman
IRN JRG01160
- CF1 Director (30 Dec 2011 to 13 Oct 2016)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.