James Robin Brilliant

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SPX INTERNATIONAL ASSET MANAGEMENT LTD
FRN 737180
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (3 Jul 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Jul 2017 to 8 Dec 2019)
Winton Capital Management Limited (no longer approved here)
FRN 184258
- CF11 Money Laundering Reporting (14 Jun 2016 to 24 Mar 2017)
DTCC Derivatives Repository Plc (no longer approved here)
FRN 526490
- CF10 Compliance Oversight (2 Aug 2010 to 13 Mar 2011)
- CF11 Money Laundering Reporting (2 Aug 2010 to 13 Mar 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.