SPX INTERNATIONAL ASSET MANAGEMENT LTD

• Principal Place of Business

  1 New Burlington Place

  London

  W1S 2HR

  UNITED KINGDOM

  Phone

  +442039110640

  Web

  https://www.spxcapital.com

• Complaints Contact

  1 New Burlington Place

  London

  W1S 2HR

  UNITED KINGDOM

  Phone

  +442039110640

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aditya Alexander Misra-Godwin

  IRN AAM01122

  • [FCA CF] Client dealing (9 May 2022 to 28 Jun 2024)
• Benjamin Patrick O'Brien

  IRN BXO00046

  • [FCA CF] Client dealing (29 Jul 2021 to 13 Aug 2023)
• Bernardo de Carvalho Meres

  IRN BDM01052

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2024)
  • CF30 Customer (16 Jan 2017 to 8 Dec 2019)
• Bingwei Zhu

  IRN BXZ00015

  • [FCA CF] Client dealing (19 Jul 2021 to 31 Aug 2023)
• Bruno Pandolfi da Silveira

  IRN BPD01034

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Apr 2026)
  • SMF3 Executive Director (9 Dec 2019 to 24 Apr 2026)
  • CF30 Customer (3 Nov 2016 to 8 Dec 2019)
  • CF1 Director (3 Nov 2016 to 8 Dec 2019)
• Carlos Alberto Villote De Oliveira

  IRN CXV00015

  • [FCA CF] Client dealing (24 Jan 2020 to 8 Feb 2023)
• Daniel Dangoor

  IRN AXD12583

  • [FCA CF] Client dealing (4 Dec 2023 to 27 Dec 2024)
• Daniel de Moraes Lyra Schneider

  IRN DDS01054

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (3 Nov 2016 to 3 Jul 2017)
  • CF3 Chief Executive (3 Nov 2016 to 8 Dec 2019)
  • CF30 Customer (3 Nov 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Nov 2016 to 3 Jul 2017)
  • CF1 Director (3 Nov 2016 to 8 Dec 2019)
• Dykson Henrique Do Nascimento Silva

  IRN DXD00288

  • [FCA CF] Client dealing (31 Aug 2022 to 6 Feb 2026)
• Gabriel Amy Barrozo

  IRN GXA00242

  • [FCA CF] Client dealing (since 2 Apr 2024)

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