Winton Capital Management Limited

• Principal Place of Business

  Winton Capital

  1 Hoopers Court

  London

  Kensington And Chelsea

  SW3 1AF

  UNITED KINGDOM

  Phone

  +442085765800

  Web

  https://www.winton.com

• Complaints Contact

  Winton Capital

  1 Hoopers Court

  London

  Kensington And Chelsea

  SW3 1AF

  UNITED KINGDOM

  Phone

  +442085765800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of Retail Clients Only, unable to carry on the MiFID investment service and activity of reception and transmission of orders in relation to one or more financial instruments (Annex 1, Section A1 of MiFID).

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of Retail Clients Only, unable to carry on the MiFID investment service and activity of reception and transmission of orders in relation to one or more financial instruments (Annex 1, Section A1 of MiFID).

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aby Jacob Abraham

  IRN AJA01189

  • CF30 Customer (12 Apr 2010 to 15 Oct 2015)
• Adam Kamyar

  IRN AXK01478

  • CF30 Customer (1 Nov 2007 to 4 Jan 2013)
  • CF21 Investment Adviser (25 Sep 2006 to 31 Oct 2007)
  • CF26 Customer Trading (22 May 2006 to 31 Oct 2007)
• Adam Peter Waghorn

  IRN APW01186

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (16 Oct 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (27 Jun 2017 to 8 Dec 2019)
• Afonso Goncalves da Silva

  IRN AGD01074

  • [FCA CF] Manager of certification employee (12 Dec 2022 to 23 May 2025)
  • [FCA CF] Client dealing (23 Sep 2021 to 23 May 2025)
• Agenor Caetano Cesar Luiz

  IRN AXC01934

  • [FCA CF] Manager of certification employee (since 22 May 2023)
  • [FCA CF] Client dealing (since 3 Dec 2021)
• Albert Roche

  IRN AXR00962

  • [FCA CF] Client dealing (23 Aug 2024 to 26 Jun 2025)
• Alex Aits

  IRN AXA00800

  • [FCA CF] Client dealing (20 Feb 2023 to 28 Nov 2023)
• Alexander Kasim Taroghion

  IRN AKT01039

  • CF30 Customer (28 Nov 2012 to 27 Oct 2015)
• Alexandra Caroline Openshaw

  IRN AXO76845

  • [FCA CF] Significant management (since 16 Jun 2025)
  • [FCA CF] Material risk taker (since 16 Jun 2025)
• Alexandra Kyllikki Fraser

  IRN AKF01025

  • CF30 Customer (1 Nov 2007 to 1 Jul 2009)
  • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)

No changes recorded yet.